Western Alliance Bank

  • Risk and Compliance Internal Audit Senior

    Req No.
    2018-4413
    Affiliate
    Western Alliance Bank
    Category
    Audit
    Type
    Regular Full Time
    City
    Phoenix
  • Overview

    Are you looking to challenge yourself in your next role? Are you looking to take your Audit experience to the next level? If so, this is the position for you!

     

    Western Alliance Bank is currently seeking a Risk & Compliance Internal Audit Senior. 

     

    This position will support specific audit functions, but also develop and collaborate with other team members as we continue to grow. You will have the opportunity to come in to newly formed teams and help contribute to the success of the department. We are looking for someone who can adapt to a changing culture and is looking for a challenging, but productive atmosphere.

     

    Western Alliance Bank is committed to providing training to enhance the skills and knowledge of the Audit department as we continue to grow through a variety of methods. Through leadership training and industry trending changes, we are dedicated to your success. The Risk and Compliance Internal Audit Senior will be a key member of the team and will play a crucial part in the execution of internal audits.

    Responsibilities

    • Perform work under the direction of Supervisor and Director which can include individual or multiple audit assignments 
    • Assist with performance of comprehensive risk assessments and engagement planning
    • Executing quality audit work as assigned and required
    • Develop, present, and finalize audit reports
    • Follow up on the disposition of exceptions noted during audits, including internal, external and regulatory examination reports
    • Develop and maintain relationships with firm staff and management to facilitate proactive assessment of the firm's risk profile
    • Assess personal development needs (training, career development, etc.) in conjunction with department management
    • Evaluate processes and internal controls, adherence to bank policies, procedures, and compliance with federal and state banking regulations.

    Qualifications

    • Bachelor degree in Accounting, Finance, or Business Administration or other relevant field required
    • 5 or more years of internal audit experience in the financial industry and/or public accounting required
    • Professional certifications such as Certified Anti-Money Laundering Specialist “CAMS”, Certified Regulatory Compliance Manager “CRCM” or other relevant certification preferred 
    • Knowledge of Enterprise Risk Management, the Bank Secrecy Act, Anti-Money Laundering, and Compliance laws and regulations, risk assessment practices, control analysis and audit methodologies
    • Exceptional oral, written and interpersonal communication skills  
    • Strong organizational and time management skills, and the ability to deal with complex problems involving multiple facets and variables in non-standardized situations
    • Detail-oriented and proficient in Microsoft Office applications
    • Ability to travel regionally up to 20%

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